商业银行的投资银行业务开展研究

硕士论文 2019-10-06 点击：

本篇EMBA论文目录导航： 【题目】：商业银行的投资银行业务开展研究【第一章】：中国银行投资银行业务模式分析绪论【第二章】：商业银行与投资银行概述【第三章】：中国银行开展投资银行业务的动因、现状及问题分析【第四章】：中国银行投资银行业务的模式运行机制【第五章】：银行投资银行业务探究结论与参考文献

　　本篇EMBA论文摘要如下：

　　论文摘要

　　在我国利率市场化改革的日渐深入，资本市场体系的不断完善的宏观背景下，银行间的同业竞争日趋激烈，银行业与非银行金融机构之间的竞争也进一步增强。商业银行盈利空间逐渐变小，一直以来盛行的盈利模式受到了严重的挑战。为了获取新的利润增长点，商业银行纷纷加大了对投资银行业务的拓展，并将逐步将业务发展的重点转向投资银行业务。同时，我国金融业在面对全面对外开放、国外成熟投资银行进驻中国市场的现实竞争时，商业银行扩大投资银行业务也成为适应现实竞争的必然选择。但目前我国商业银行的投资银行业务尚处于早期阶段，虽然取得了一些阶段性成果，但仍面临很多亟待解决的问题。商业银行开展投资银行业务不仅要借鉴国外的先进经验，更需要梳理国内典型银行的发展历程，为各级商业银行开展投资银行业务提供可资借鉴的成熟模式。

　　根据上述研究思路，本文共分为五章对相关研究进行了阐述。首先，概述了我国商业银行发展投资银行业务的宏观经济背景及战略意义，并对目前国内外投资银行业务研究现状进行了综述，对本文主要研究内容和采用的研究方法、研究技术路线进行了介绍。其次是对商业银行与投资银行的定义进行了界定，分析了商业银行与投资银行的区别与联系；并对国内外商业银行开展投资银行业务的模式分别进行了详细介绍、分析。论文的主要研究部分是对中国银行开展投资银行业务的必要性及可行性对其发展投资银行业务的动因进行了分析，并对其投资银行的业务现状及存在的问题进行了阐述、分析。同时，重点从模式运行目标、组织架构、运作机制、产品体系角度详细介绍了中国银行投资银行业务，对中国银行投资银行业务的发展模式进行了总结。最后，前述分析的基础上提出了商业银行开展投资银行业务的模式目标，并对未来研究提出了一定的研究展望。

　　关键词：中国银行、投资银行、模式研究

　　Abstract

　　With the reform of market-oriented interest rate going in depth and the capital marketsystem being continuously perfecting, the competition among the banks and thecompetition between banks and non-bank financial institutions are both strengthened. Theprofitability of commercial banks becomes weaker and weaker. The traditional profitpattern is facing great challenge. In order to get the new profit point, some commercialbanks begin to focus on the expansion of investment banking business, and pay moreattention on investment banking business. At the same time Chinese financial market isopening and foreign banks are coming into Chinese markers. Chinese commercial bankshave to choose the development of investment banking business. Although someachievements have been made, Chinese commercial bank's investment banking business isstill in its early stage. They still face many problems to be solved. In order to develop theinvestment banking businesses, commercial banks need to learn not only the advancedexperience of foreign banks but also the development course of domestic typical banks,which will provide mature pattern for all commercial banks to develop investmentbanking business.

　　According to the above research, this article is divided into five chapters. Firstly, itsummarizes the macro-economic background and strategic significance of commercialbanks' developing investment banking business. It reviews the research status ofinvestment banking business at home and abroad, and introduces main research contents,research methods, and research technique route. Secondly, it concludes the definition ofcommercial banks and investment banks, and analyzes the difference and connectionbetween commercial banks and investment banks. It also introduces and analyzesinvestment bank business model at home and abroad. The main research describes thenecessity and feasibility for Chinese commercial banks to develop investment bankingbusiness, the status and questions of investment banking business of BOC. It alsosummerizes the pattern target, organization structure, operation mechanism, productsystem of investment banking business of BOC and gets a conclusion of the developmentpattern of investment banking business of BOC. Based on the above analysis of previouschapters, the thesis proposes the development pattern of Chinese commercial banks todevelop investment banking business, and the prospect of perfecting the research in thefuture.

　　Key Words:BOC Investment Bank Pattern Research

　　第 1 章绪论

　　1.1 研究背景和研究意义

　　1.1.1 研究背景

　　1.1.2 研究意义

　　1.2 研究综述

　　1.2.1 国外相关研究综述

　　1.2.2 国内相关研究综述

　　1.3 研究内容、方法及技术路线

　　1.3.1 研究内容

　　1.3.2 研究方法

　　1.3.3 技术路线